/CapHeight 500 Ana Sandoval Guardian Life (212) 919-8551 [emailprotected]. By providing this content, Park Avenue Securities LLC is not undertaking to provide investment advice for any specific individual or situation, or to otherwise act in a fiduciary capacity. As your financial objectives change, though, your advisor will amend your portfolio to reflect them. Park Avenue Securities also has to specifically activate the Park Avenue Securities Mobile application for its account holders. 10 Hudson Yards, New York, NY1-888-600-46671-888-600-4667Website. /Encoding /WinAnsiEncoding Park Avenue Securities (PAS) - National Financial Network, INC The interactive version of this map is only available on Desktop devices. 556 556 500 389 279 389 583 0 600 600 600 600 600 0 600 600 Firm can legally elect to accept commissions for their investment advisory services. 1015 666 666 722 722 666 610 777 Park Avenue Securities LLC. 556 556 556 556 556 556 889 500 /Subtype /Type0 /CapHeight 500 333 1000 666 333 1000 0 610 0 600 600 600 600 600 0 600 0 >> Fees & Compensation. Generally, your account may invest in mutual funds, ETFs, closed-end funds, separately managed accounts (SMAs), individual stocks and bonds and more. /Name /F1 This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. /Descent 300 << How does your firm approach insurance sales? 610 556 556 556 556 500 556 500 in their practice that could influence their ability to advise clients, theyre required to disclose /FontBBox [ -628 -376 2000 1056 ] << /Filter /FlateDecode /Length 3547 /Length1 5648 >> /Flags 35 If you are unable to download the application or have any questions, please contact your investment professional at Park Avenue Securities. << Why doesnt your firm use a secure website? 610 277 277 556 277 889 610 610 556 556 556 556 556 556 889 556 Does your fim accept soft-dollar benefits? A self-regulatory organization or commodities exchange has found firm or an advisory affiliate to have been involved in a violation of its rules. /BaseFont /Arial,Bold The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. 556 556 277 277 583 583 583 556 /Type /FontDescriptor endobj /CIDSystemInfo << endstream This website is intended for general public use. Find out what fees Park Avenue Securities charges by checking out its Form CRS (Customer Relationship Summary), which lists the companys specific prices. For more information, pleasevisitguardianlife.comorfollow us onFacebook,LinkedIn,TwitterandYouTube. /Kids [21 0 R 27 0 R 32 0 R 37 0 R 40 0 R 43 0 R 46 0 R 49 0 R 52 0 R 55 0 R 58 0 R 61 0 R 64 0 R 67 0 R ] /ItalicAngle 0 Contact the U.S. News Advisor Finder. Learn more about how to better serve divorced clients and their financial needs. View Filing. 600 600 600 600 600 600 600 600 The Company also conducts year-round wagering on simulcast horse racing and hosts a variety of other entertainment and special events at its Shakopee facility. Questions to ask 556 556 556 556 556 556 556 556 What does this mean and why is it important? >> 10 0 obj Please contact a financial representative for guidance and information specific to your individual situation. Here, advisors use Park Avenue's offerings within their independent practices. 666 666 666 666 277 277 277 277 Park Avenue Securities offers investment advisory services to both non-high-net-worth and high-net-worth individuals, pension and profit-sharing plans, charitable organizations insurance businesses and companies. Office: 212-701-7900. 14 0 obj When performance-based fees are charged, the financial advisor is paid for outperforming a benchmark, typically an index. 277 333 556 556 556 556 259 556 /Subtype /TrueType ] 722 722 777 777 777 777 777 583 /Type /Font Home page | Park Avenue Securities 600 600 600 600 600 600 600 600 333 1000 500 333 943 0 500 666 666 666 610 277 277 277 469 556 666 666 666 666 666 666 1000 722 For more information on how investor.com rates and reviews firms, please see the Trust Algorithm page. %PDF-1.3 <> 556 556 277 277 583 583 583 556 A standard fee schedule is one that's typically tiered by asset level, and requires clients to pay advisory fees, custodial fees, transactional fees and more in exchange for services and investment trades. Questions to ask PAS is a wholly-owned subsidiary of Guardian. At Park Avenue Securities, our Financial Professionals can: Deliver an uncommon approach that considers your growth & protection goals Provide objective wealth management solutions that place your needs first Offer simplified technology solutions to make managing your money easier Ensure you move forward with someone you trust YWyIFLL%L-q(sGa=51i0wvDQ2@ x(h;-j{qw)f2w:ta11] stream While Park Avenue Securities advises clients across a variety of portfolio sizes, the average client balance is currently $172,819. Are you an advisor? With the land sale and government approvals now complete, Swervo expects construction of its planned 19,000-capacity open air amphitheater to begin this Spring, with the venue opening anticipated to be Summer 2025. Firm or an advisory affiliate has previously been fined or ordered to cease and desist activity by the SEC or CFTC. /CapHeight 500 1015 666 666 722 722 666 610 777 Questions to ask Advisors at this firm may be affiliated with other firms in the financial services industry. << 777 722 722 722 722 666 666 610 endobj Important Disclosures Firm or a related person recommends the purchase of securities where the firm or a related person serves as an underwriter or general or managing partner. What does this mean? << This differs from a typical financial advisory firm that has its own set of on-staff advisors. /Subtype /TrueType G'lUB"\Du}V4X 8#e`*.izNA WSothL]1`&au.u>,Q]v\U6-fvh}kPgsnp The SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of its rules. Financial professionals should disclose all positions they hold (or have sold short) that they will also be recommending to their clients. cQTB^Q6b:UnuZ]>|?V*OG!pb!=1>uJQJ /Type /FontDescriptor /Flags 32 Questions to ask /FontName /DDACTR+Symbol Park Avenue Securities Review | SmartAsset.com 600 600 600 600 600 600 600 600 /Ascent 905 Park Avenue Securities currently serves clients in the following states: AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VI, VA, WA, WV, WI, WY. 399 548 333 333 333 576 556 333 << /ItalicAngle 0 /CapHeight 500 Will any of my assets be invested in those products? <>>> << /Widths [ 333 556 556 500 556 556 277 556 600 600 600 600 600 600 600 600 C2V%9 hS:'Z&MRo#1cy$p,n'zEhvN3U^D)%[[e>8 Park Avenue Securities may also (optionally) enable you to use PAS Investor Mobile to view real-time quotes and place trades for equities while on the go. /Descent 211 /FontName /DDACTR+Wingdings 556 556 556 556 556 556 556 548 23 0 obj While this allows for a broader range of investment options and management styles to be offered by a firm, it can create an incentive for the firm to put their financial interests ahead of your own. /Descent 211 Investment advisory representatives (IARs)of the firm manage these programs on behalf of clients. 9 0 obj 556 556 556 556 556 556 556 556 /CapHeight 500 666 666 666 666 666 666 1000 722 10 0 obj New York, NY 10020 . << 722 277 556 722 610 833 722 777 Firm or an advisory affiliate was previously found to have made false statements, omissions, or being dishonest and unfair by a regulatory agency other than the SEC or CFTC. /Name /F2 Each securities rating should be evaluated independent of each other securities rating. 333 333 389 583 277 333 277 277 /Name /F4 333 556 556 500 556 556 277 556 For more information, please visitguardianlife.comorfollow Guardian onFacebook,LinkedIn,TwitterandYouTube. Is your firm a broker-dealer or are you affiliated with one? These commissions may be earned from the sale of investment or insurance products and are paid by the companies providing the products being sold. /ToUnicode 22 0 R Why does your firm believe in offering commission-based services to clients? What does this mean? Park Avenue Securities Review. 333 736 370 556 583 0 736 552 /BaseFont /DDACTR+Symbol "3 >> 2 0 obj A federal regulatory agency, a state regulatory agency, or a foreign financial regulatory authority other than the SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of investment-related statutes or regulations. >> '*){!sP/pRRFa7b]&1] W?C/&>|1\Vw,M?B^pFB73=K*D-QDobo/VKx@Zvw )-}] C*ADb)Oympv /ItalicAngle 0 /FontName /Arial What does this mean? 2 0 obj *SEC data last verified March 15, 2023. Your trusted wealth management destination. However, registered advisors must uphold their fiduciary duty to always prioritize clients' best interests when making recommendations. What does this mean? [/PDF /Text /ImageC] Today, we're a Fortune 250 mutual company and a leading provider of life, disability, dental, and other benefits for individuals, at the workplace and through government sponsored programs. Regulatory disclosures state that firm sells proprietary investments and products. Member FINRA, SIPC. John Suckey of Park Avenue Securities - Law Offices of Robert Wayne Pearce /Type /Font /Subtype /CIDFontType2 /Type /FontDescriptor Please see our Disclaimers for more information. /Descent 211 NEW YORK, Feb. 16, 2021 /PRNewswire/ -- The Guardian Life Insurance Company of America (Guardian Life) today announced that Marianne Caswell has been named President of Park Avenue Securities, LLC. 0 [600 ] /Name /F3 /Registry (|y) In this role, she is responsible for the day-to-day operation of all facets of the business, including sales, service, underwriting, technology, and finance. They include, but are not limited to: the termination of purse enhancement payments and marketing payments as a result of the expiration of the Cooperative Marketing Agreement with the Shakopee Mdewakanton Sioux Community; the effect that the COVID-19 coronavirus pandemic and resulting precautionary measures may have on the Company as an entertainment venue or on the economy generally; material fluctuations in attendance at the Racetrack; material changes in the level of wagering by patrons; any decline in interest in the unbanked card games offered in the Card Casino; competition from other venues offering unbanked card games or other forms of wagering; competition from other sports and entertainment options; increases in compensation and employee benefit costs; increases in the percentage of revenues allocated for purse fund payments; higher than expected expense related to new marketing initiatives; the impact of wagering products and technologies introduced by competitors; the general health of the gaming sector; legislative and regulatory decisions and changes; the Companys ability to successfully develop its real estate, including the effect of competition on the Companys real estate development operations and its reliance on its current and future development partners; temporary disruptions or changes in access to the Companys facilities caused by ongoing infrastructure improvements; and other factors that are beyond the Companys ability to control or predict. 666 666 666 666 277 277 277 277 The firm's website is not secure by modern internet standards. 556 556 333 333 583 583 583 610 /CIDToGIDMap /Identity 120 Broadway. There are no guarantees that working with an adviser will yield positive returns. /FontName /Arial /Subtype /TrueType Withdrawals, Rollovers and Loans | Mutual of America 666 666 610 277 277 277 469 556